Form 4: Rockwell Automation Executive Trades ROK Shares

Cyril Perducat, SVP and Chief Technology Officer at Rockwell Automation, reported transactions involving the acquisition and sale of company stock.

Summary

• Cyril Perducat, SVP, Chief Technology Officer of Rockwell Automation, Inc. (ROK), engaged in stock transactions on April 9, 2026, and April 10, 2026.
• On April 9, 2026, 581 shares of common stock were acquired at a price of $0, related to the vesting of restricted stock units.
• On April 10, 2026, 198 shares of common stock were sold at a weighted average price of $394.9963, with prices ranging from $394.9950 to $395.00.
• These sales were conducted under a Rule 10b5-1 plan established on November 26, 2025, to cover taxes due on vested restricted stock units.
• Following these transactions, Mr. Perducat beneficially owns 6,241 shares of common stock directly.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as the transactions are routine executive compensation management and tax-related sales under a pre-established plan, rather than indicative of a change in the executive's or company's outlook.

Positives

• The acquisition of 581 shares at $0 indicates a benefit from equity compensation (vesting of RSUs).
• The sale of shares was executed under a pre-arranged Rule 10b5-1 plan, suggesting a structured and compliant approach to managing equity compensation and tax obligations.

Negatives

• The sale of 198 shares, even if for tax purposes, represents a reduction in direct beneficial ownership of company stock by a key executive.

Risks

• The sale of shares, even under a 10b5-1 plan, could be perceived negatively by the market if not clearly understood as a tax-related event.
• The company's stock price is subject to market fluctuations, which could impact the value of remaining holdings and future equity compensation.

Future Outlook

The filing does not contain forward-looking statements or guidance. It reports on past transactions.

Management Comments

• The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Industry Context

StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions. The use of a Rule 10b5-1 plan by Rockwell Automation executives is a common practice to manage equity compensation and tax liabilities in a compliant manner, especially for technology-focused industrial automation companies where executive compensation often includes equity components.

Stakeholder Impact

• Shareholders: The sale of shares by an executive, even for tax reasons, can sometimes lead to short-term market perception shifts. However, the use of a 10b5-1 plan mitigates concerns about insider trading.
• Employees: The transaction highlights the company's use of equity compensation, which is a common incentive for employees.
• Management: Demonstrates adherence to established procedures for managing equity and tax obligations.

Next Steps

• The reporting person will continue to hold the remaining 6,241 shares of common stock.
• The company may receive requests for further information regarding the specific prices of shares sold.

Key Dates

Keywords

Rockwell Automation, ROK, Form 4, Insider Trading, Stock Transaction, Executive Compensation, Restricted Stock Units, Rule 10b5-1, Cyril Perducat