Form 4: Rockwell Automation Executive Sells Shares Under 10b5-1 Plan

A Rockwell Automation executive, Matheus De A G Viera Bulho, sold 350 shares of common stock at $300 per share under a pre-arranged 10b5-1 trading plan.

Summary

• Matheus De A G Viera Bulho, a Senior Vice President at Rockwell Automation, sold 350 shares of common stock on November 25, 2024.
• The sale was executed at a price of $300 per share.
• This transaction was conducted under a pre-arranged Rule 10b5-1 trading plan established on May 13, 2024.
• Following the transaction, Bulho directly owns 841 shares of Rockwell Automation stock.
• Bulho also indirectly owns shares through the company's savings plan, with the number of shares fluctuating due to uninvested cash in the reference fund.

Sentiment

Score: 5

Explanation: The document is a routine SEC filing detailing a stock sale by an executive under a pre-arranged plan. It does not indicate any positive or negative sentiment.

Industry Context

This is a routine filing related to insider trading activity. It is common for executives to use 10b5-1 plans to sell shares to avoid accusations of trading on inside information.

Comparison to Industry Standards

• The use of 10b5-1 trading plans is a common practice among executives at publicly traded companies, including Rockwell Automation's competitors such as Siemens, ABB, and Schneider Electric.
• These plans allow executives to sell shares at predetermined times and prices, reducing the risk of insider trading allegations.
• The reported transaction is consistent with standard practices for executive stock sales.

Stakeholder Impact

• The stock sale by the executive may have a minor impact on the stock price, but it is unlikely to be significant due to the pre-arranged nature of the transaction.

Key Dates

Keywords

Rockwell Automation, insider trading, Form 4, 10b5-1 plan, stock sale, executive, share transaction