Form 4: Rockwell Automation CTO Reports RSU Vesting, Tax-Related Sale

Rockwell Automation's SVP and Chief Technology Officer, Cyril Perducat, reported the vesting of restricted stock units and a subsequent sale of shares to cover tax obligations under a pre-arranged plan.

Summary

• Cyril Perducat, SVP and Chief Technology Officer of Rockwell Automation, Inc. (ROK), reported transactions involving company common stock.
• On December 4, 2025, 465 restricted stock units (RSUs) vested, converting into 465 shares of common stock at a price of $0.
• On December 5, 2025, an additional 538 restricted stock units (RSUs) vested, converting into 538 shares of common stock at a price of $0.
• Following these vestings, on December 5, 2025, Mr. Perducat sold 139 shares of common stock at a weighted average price of $402.9079 per share.
• The sale of shares was executed pursuant to a Rule 10b5-1 plan established on May 30, 2025, specifically to cover tax liabilities arising from the vested restricted stock units.
• After these transactions, Mr. Perducat beneficially owns 4,651 shares of Rockwell Automation common stock.

Sentiment

Score: 5

Explanation: The filing is neutral, reporting routine insider transactions related to equity compensation and tax obligations under a pre-arranged plan. It does not indicate any significant positive or negative developments for the company.

Positives

• The transactions were conducted under a pre-arranged Rule 10b5-1 plan, indicating a structured approach to managing equity compensation rather than opportunistic trading.
• The vesting of restricted stock units represents a form of long-term incentive compensation for the SVP, Chief Technology Officer.

Negatives

• A portion of the vested shares was sold, which reduces the officer's direct equity holding, although this was for tax purposes.

Industry Context

This filing is a routine disclosure of an insider's equity transactions and does not provide broader industry context or trends. It reflects standard compensation practices for senior executives in publicly traded companies, where equity awards like RSUs are common.

Stakeholder Impact

• Minimal direct impact on shareholders as these are routine insider transactions for compensation and tax purposes.
• No direct impact on employees, customers, suppliers, or creditors is indicated by this filing.

Key Dates

Recommendation

This Form 4 reports routine insider transactions related to equity compensation and tax obligations, executed under a pre-arranged 10b5-1 plan. Such transactions are common and generally do not provide new material information to warrant a change in investment recommendation. The sale of shares was for tax purposes, not a discretionary sale indicating a change in sentiment. Therefore, a 'hold' recommendation is appropriate, maintaining the current investment stance based on broader company fundamentals rather than this specific filing.

Keywords

Rockwell Automation, ROK, Form 4, Insider Trading, Restricted Stock Units, RSU Vesting, Cyril Perducat, Officer Transaction, Equity Compensation, 10b5-1 Plan