Form 4: Rocket Companies Secretary Tina V. John No Longer Subject to Section 16 Reporting
Officer Status Change Filing
Tina V. John, Secretary of Rocket Companies, Inc., has filed a Form 4 to indicate she is no longer subject to Section 16 reporting requirements as of April 25, 2025.
Summary
- Tina V. John, formerly Secretary of Rocket Companies, Inc., is no longer considered an "executive officer" under Rule 3b-7 or an "officer" under Section 16 of the Securities Exchange Act of 1934, as amended.
- This change in status became effective on April 25, 2025.
- The Form 4 was voluntarily filed to formally indicate that she is no longer subject to Section 16 reporting obligations.
- No transactions involving Rocket Companies securities were reported in this filing.
Sentiment
Score: 5
Explanation: This filing is purely administrative, reporting a change in an officer's status regarding SEC reporting requirements, with no direct positive or negative financial implications for the company's operations or performance.
Future Outlook
NA
Industry Context
This filing is an administrative update regarding an individual's reporting status and does not provide broader industry context or trends.
Management Changes
| Role | Previous Person | New Person | Effective Date | Reason |
|---|---|---|---|---|
| Secretary | Tina V. John | N/A (status change, not replacement) | 04/25/2025 | No longer qualifies as an executive officer or Section 16 officer, thus no longer subject to Section 16 reporting requirements. |
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Officer Reporting Status | Tina V. John, formerly Secretary, is no longer subject to Section 16 reporting requirements as she no longer qualifies as an executive officer or Section 16 officer. | 04/25/2025 | This is an administrative update reflecting a change in an individual's role or responsibilities within the company, impacting their regulatory reporting obligations. It does not indicate a change in corporate governance structure or policies for the company as a whole, but rather a change in an individual's status under those rules. |
Key Dates
| Date | Description |
|---|---|
| 04/25/2025 | Effective date Tina V. John no longer qualifies as an executive officer or Section 16 officer. |
| 06/13/2025 | Date the Form 4 was signed and filed. |
Keywords
Rocket Companies, RKT, SEC Form 4, Officer Status Change, Section 16, Tina V. John, Corporate Governance, Executive Officer
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