Form 4: Rocket Companies Director Sells Shares Under 10b5-1 Plan

Rocket Companies Director Matthew Rizik sold 7,500 shares of Class A common stock over three days in December 2025 under a pre-arranged trading plan.

Summary

• Matthew Rizik, a Director of Rocket Companies, Inc. (RKT), reported the sale of 7,500 shares of Class A common stock.
• The sales occurred on December 10, 2025, December 11, 2025, and December 12, 2025, with 2,500 shares sold on each date.
• These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rizik on August 11, 2025.
• The shares were sold at weighted average prices of $19.1664, $19.4682, and $18.9934, respectively.
• Following these transactions, Mr. Rizik directly beneficially owns 1,086,036 shares of Class A common stock, 2,511,005 shares of Class L-1 common stock, and 2,361,005 shares of Class L-2 common stock.
• Additionally, Mr. Rizik indirectly beneficially owns 675,000 shares of Class L-1 common stock and 825,000 shares of Class L-2 common stock through grantor retained annuity trusts (GRATs).

Sentiment

Score: 5

Explanation: The sentiment is neutral as the reported sales are part of a pre-arranged Rule 10b5-1 trading plan, indicating a scheduled transaction rather than a reaction to new company-specific information.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This insider transaction report (Form 4) details a routine, pre-scheduled sale of shares by a director. Such transactions, especially when executed under a Rule 10b5-1 plan, are common and generally do not reflect new information about the company's performance or industry trends. They are typically for personal financial planning purposes.

Related Party Transactions

• Matthew Rizik indirectly beneficially owns Class L-1 and Class L-2 common stock through grantor retained annuity trusts (GRATs).

Stakeholder Impact

• The sale of 7,500 shares by a director under a pre-arranged 10b5-1 plan is a relatively small transaction compared to the company's overall market capitalization and the director's total holdings, thus having minimal direct impact on shareholders or other stakeholders.

Key Dates

Keywords

Rocket Companies, RKT, Insider Trading, Form 4, Stock Sale, Director, Matthew Rizik, 10b5-1 Plan