Form 4: Rocket Companies Director Sells RKT Stock Under 10b5-1 Plan

Rocket Companies Director Matthew Rizik sold 7,500 shares of Class A common stock across three transactions in late December 2025, pursuant to a pre-arranged 10b5-1 trading plan.

Summary

• Matthew Rizik, a Director of Rocket Companies, Inc. (RKT), reported the sale of 7,500 shares of Class A common stock.
• The sales occurred over three separate transactions on December 23, 2025, December 24, 2025, and December 26, 2025.
• Each transaction involved the disposition of 2,500 shares.
• The shares were sold at weighted average prices of $18.923, $19.4364, and $19.3807, respectively.
• These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rizik on August 11, 2025.
• Following these transactions, Mr. Rizik directly beneficially owns 1,063,536 shares of Class A common stock.
• Mr. Rizik also directly owns 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock.
• Indirect beneficial ownership includes 675,000 Class L-1 common stock and 825,000 Class L-2 common stock held by grantor retained annuity trusts (GRATs).

Sentiment

Score: 5

Explanation: A Form 4 filing reports insider transactions, which are typically neutral events, especially when conducted under a pre-arranged 10b5-1 plan, indicating a scheduled sale rather than a reaction to new information.

Stakeholder Impact

• Shareholders may observe a director's sale of shares, which, while pre-planned under a 10b5-1 arrangement, represents a reduction in insider ownership.

Key Dates

Keywords

Rocket Companies, RKT, Insider Trading, Form 4, Stock Sale, Matthew Rizik, 10b5-1 Plan