Form 4: Rise Gold Corp: Lawrence Lepard Reports Beneficial Ownership Changes
SEC Form 4 Filing
Lawrence Lepard, a director and 10% owner of Rise Gold Corp, filed a Form 4 detailing changes in his beneficial ownership of common stock and derivative securities.
Summary
- On May 3, 2024, Lawrence Lepard filed a Form 4 with the SEC reporting changes in his beneficial ownership of Rise Gold Corp securities.
- The report details Lepard's direct and indirect ownership of common stock and various options and warrants.
- Lepard directly owns 977,405 shares of common stock.
- He indirectly owns 2,559,656 shares through EMA GARP FUND LP, 904,000 shares through Sea View Investments, LLC, and 135,000 shares through Lepard children.
- The report also details Lepard's ownership of various options and warrants with different exercise prices and expiration dates.
Sentiment
Score: 5
Explanation: This is a neutral report on changes in ownership. It doesn't inherently indicate positive or negative sentiment, but rather provides factual information.
Industry Context
Form 4 filings are standard practice for insiders of publicly traded companies to report changes in their ownership positions, providing transparency to investors.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the ownership stake of a director and significant shareholder.
- Changes in insider ownership can sometimes influence investor sentiment.
Key Dates
| Date | Description |
|---|---|
| 08/21/2019 | Options with a $0.7 CAD exercise price and warrants with a $1 CAD exercise price were issued. |
| 07/03/2019 | Warrants with a $1 exercise price were issued. |
| 07/31/2020 | Warrants with a $1 exercise price were issued. |
| 02/07/2022 | Options with a $0.65 exercise price were issued. |
| 02/21/2023 | Options with a $0.53 exercise price were issued. |
| 02/17/2023 | Warrants with a $0.6 exercise price were issued. |
| 11/07/2023 | Warrants with a $0.26 exercise price were issued. |
| 12/12/2023 | Options with a $0.25 exercise price were issued. |
| 04/29/2024 | Warrants with a $0.158 exercise price were issued. |
| 05/01/2024 | Lepard acquired 15,000 options with an exercise price of $0.17. |
| 05/03/2024 | Date of signature for the Form 4 filing. |
Keywords
Form 4, beneficial ownership, Rise Gold Corp, Lawrence Lepard, common stock, options, warrants, EMA GARP FUND LP, Sea View Investments, LLC
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