4/A: Rise Gold Corp. CEO Joseph Mullin Reports Changes in Beneficial Ownership
SEC Form 4/A
Joseph Mullin, CEO of Rise Gold Corp., filed an amendment to a previous Form 4, detailing transactions involving options and warrants.
Summary
- Joseph Mullin, the President and CEO of Rise Gold Corp., filed an amended Form 4 with the SEC.
- The amendment, filed on September 24, 2024, relates to transactions from May 1, 2024, and corrects a previous filing from May 3, 2024.
- The reported transactions involve the acquisition of options and holdings of warrants related to Rise Gold Corp. common stock.
- Mullin directly owns 377,193 shares of common stock.
- Mullin indirectly owns 412,241 options through Mount Arvon Partners LLC.
- He also directly holds 105,263 warrants exercisable at $0.158 and 83,333 warrants exercisable at $0.26.
Sentiment
Score: 5
Explanation: This is a routine filing, indicating standard insider activity. It doesn't inherently suggest positive or negative sentiment.
Industry Context
Form 4 filings are standard practice for company insiders to report changes in their beneficial ownership of company securities, ensuring transparency and compliance with SEC regulations.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the CEO's holdings and transactions in company stock.
Key Dates
| Date | Description |
|---|---|
| 04/09/2024 | Date of warrant transaction with expiry date of 04/09/2027. |
| 05/01/2024 | Date of earliest transaction reported; acquisition of options. |
| 05/01/2024 | 103,061 options vested. |
| 05/03/2024 | Date of original filing. |
| 08/01/2024 | 51,531 additional options will vest. |
| 11/01/2024 | 51,531 additional options will vest. |
| 02/01/2025 | 51,531 additional options will vest. |
| 05/01/2025 | 51,531 additional options will vest. |
| 08/01/2025 | 51,531 additional options will vest. |
| 11/01/2025 | 51,531 additional options will vest. |
| 09/24/2024 | Date of amended filing. |
Keywords
Form 4, Beneficial Ownership, SEC Filing, Rise Gold Corp, Joseph Mullin, Options, Warrants, RYES
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