Form 4: Rimini Street Executive Kevin Maddock Exercises Stock Options and Performance Units

Sentiment:

SEC Form 4


EVP and Chief Recurring Revenue Officer of Rimini Street, Kevin Maddock, reports the vesting and conversion of restricted stock units and performance units into common stock.

Summary

  • On April 3, 2025, Kevin Maddock, EVP and Chief Recurring Revenue Officer of Rimini Street, exercised restricted stock units and performance units.
  • Maddock converted 5,089 restricted stock units into common stock at a price of $0.
  • He also converted 15,368 performance units into common stock at a price of $0.
  • Following these transactions, Maddock directly owns 141,141 shares of Rimini Street common stock and holds 5,090 restricted stock units and 15,371 performance units.
  • The restricted stock units were granted on April 3, 2023, and vest in three annual installments.
  • The performance units are based on Rimini Street's achievement of adjusted EBITDA and total revenue goals for fiscal year 2023 and also vest in three annual installments.

Sentiment

Score: 5

Explanation: Neutral sentiment as it's a standard reporting of stock option exercises and vesting.

Future Outlook

The remaining unvested restricted stock units and performance units will vest on April 3, 2026, subject to continued service.

Industry Context

This filing is a routine disclosure related to executive compensation and equity ownership, common in publicly traded companies.

Comparison to Industry Standards

  • Executive compensation packages including stock options and restricted stock units are standard practice in the technology industry.
  • Companies like Oracle, SAP, and Salesforce also utilize similar equity-based compensation to align executive interests with shareholder value.
  • The vesting schedules and performance-based criteria are typical for incentivizing long-term performance.

Stakeholder Impact

  • The vesting of equity awards can have a minor dilutive effect on existing shareholders.
  • Executive equity ownership aligns management's interests with those of shareholders.

Key Dates

DateDescription
April 3, 2023Reporting Person was granted 15,267 Restricted Stock Units
February 28, 2024Date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023
March 1, 2024Date of previous Form 4 reporting 46,106 Earned Performance Units
April 3, 2024One-third of Restricted Stock Units vested
April 3, 2024One-third of the Earned Performance Units vested
April 3, 2025Transaction date: exercise of restricted stock units and performance units
April 3, 2025One-third of Restricted Stock Units vested
April 3, 2025One-third of the Earned Performance Units vested
April 3, 2026Remaining one-third of Restricted Stock Units will vest
April 3, 2026Remaining one-third of the Earned Performance Units will vest
April 7, 2025Date of filing

Keywords

Rimini Street, Kevin Maddock, stock options, performance units, restricted stock units, Form 4, RMNI, EVP, Chief Recurring Revenue Officer, vesting

Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.