SCHEDULE 13G/A: Nantahala Capital Management Discloses 4.932% Passive Stake in REZOLUTE, INC.

Nantahala Capital Management, LLC, along with its managing members Wilmot B. Harkey and Daniel Mack, has disclosed a passive beneficial ownership of 4.932% in REZOLUTE, INC.'s common stock as of December 31, 2024.

Summary

• Nantahala Capital Management, LLC, a Massachusetts limited liability company, and its managing members, Wilmot B. Harkey and Daniel Mack, collectively reported beneficial ownership of 2,857,982 shares of REZOLUTE, INC. common stock.
• This aggregate amount represents 4.932% of REZOLUTE, INC.'s outstanding common stock as of December 31, 2024.
• The reporting persons hold shared voting power and shared dispositive power over all 2,857,982 shares, with no sole voting or dispositive power.
• The filing is an Amendment No. 2 to a Schedule 13G, indicating a passive investment held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

Sentiment

Score: 5

Explanation: The document is a factual disclosure of beneficial ownership and does not contain information that would indicate a positive or negative sentiment regarding the company's performance or outlook.

Future Outlook

NA

Industry Context

This filing is a standard disclosure of passive beneficial ownership by an investment firm and its principals, common in the financial industry for transparency regarding significant, non-controlling stakes in publicly traded companies.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant, passive ownership stake by an institutional investor and its principals.

Key Dates

Keywords

REZOLUTE INC, Nantahala Capital Management, Beneficial Ownership, SEC Filing, Schedule 13G, Common Stock, Investment Adviser, Passive Investment