RZLT.NASDAQRezolute, INC

SCHEDULE: FMR LLC Boosts REZOLUTE Stake to 15%

Sentiment:

Beneficial Ownership Report


FMR LLC and Abigail P. Johnson have increased their beneficial ownership in REZOLUTE INC to 15.0% of common stock as of June 30, 2025.

Summary

  • FMR LLC and Abigail P. Johnson reported beneficial ownership of 12,811,876 shares of REZOLUTE INC common stock.
  • This ownership represents 15.0% of the outstanding common stock of REZOLUTE INC.
  • The shares are held in the ordinary course of business and were not acquired for the purpose of changing or influencing the control of REZOLUTE INC.
  • FMR LLC holds sole voting power over 12,811,744 shares and sole dispositive power over 12,811,876 shares.
  • Abigail P. Johnson holds sole dispositive power over 12,811,876 shares, with no sole or shared voting power reported directly.

Sentiment

Score: 7

Explanation: The filing indicates a significant increase in passive institutional ownership by a reputable firm, FMR LLC, which can be viewed positively by the market as a vote of confidence. However, as a passive stake, it does not signal immediate strategic changes or activist intent.

Positives

  • Increased beneficial ownership by a major institutional investor, FMR LLC, and its CEO, Abigail P. Johnson, to a significant 15.0% stake in REZOLUTE INC's common stock.
  • The acquisition of shares is stated to be in the ordinary course of business, suggesting a passive investment strategy rather than an activist one, which can provide stability.

Negatives

  • NA

Risks

  • NA

Future Outlook

NA

Management Comments

  • The securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ยงยง 240.14a-11.

Industry Context

NA

Comparison to Industry Standards

  • NA

Management Changes

RolePrevious PersonNew PersonEffective DateReason

Corporate Governance

Change TypeDescriptionEffective DateImpact Assessment

Legal Proceedings

  • NA

Related Party Transactions

  • NA

Stakeholder Impact

  • Shareholders: Increased institutional ownership by a major firm like FMR LLC may be perceived as a positive signal, potentially boosting investor confidence in REZOLUTE INC.

Next Steps

  • NA

Key Dates

DateDescription
05/23/2023Effective date of Power of Attorney for Richard Bourgelas, authorizing him to sign on behalf of FMR LLC and Abigail P. Johnson.
08/08/2023Date of previous Schedule 13G filing by FMR LLC, referenced for the Power of Attorney accession number.
06/30/2025Date of the event which required the filing of this statement, indicating the measurement date for beneficial ownership.
08/05/2025Date of signing and agreement for the joint filing of this Schedule 13G.

Recommendation

hold

The filing indicates a significant passive stake by a prominent institutional investor, FMR LLC, which suggests confidence in REZOLUTE INC. However, as a Schedule 13G, it does not provide financial performance data or strategic insights necessary for a more definitive investment recommendation beyond acknowledging the increased institutional interest.

Keywords

REZOLUTE INC, FMR LLC, Abigail P. Johnson, Schedule 13G, Common Stock, Beneficial Ownership, Institutional Investor, SEC Filing

Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.