Form 4: Retail Opportunity Investments Corp: Officer Lauren N. Silveira Reports Stock Disposal for Tax Obligations

Lauren N. Silveira, VP and Chief Accounting Officer of Retail Opportunity Investments Corp, reports disposing of 3,423 shares of common stock to cover tax obligations.

Summary

• On January 1, 2025, Lauren N. Silveira, VP and Chief Accounting Officer of Retail Opportunity Investments Corp (ROIC), disposed of 3,423 shares of common stock.
• The transaction was executed to satisfy tax obligations, with the shares disposed of at a price of $17.36 per share.
• Following the transaction, Silveira directly owns no shares but indirectly owns 33,686 shares through the Silveira Family Trust dated February 15, 2017, where she serves as a Trustee.

Sentiment

Score: 5

Explanation: Neutral sentiment as the filing simply reports a routine transaction for tax purposes.

Industry Context

Form 4 filings are standard practice and provide transparency into the transactions of company insiders, allowing investors to monitor potential alignment or misalignment of interests between management and shareholders.

Stakeholder Impact

• The transaction is unlikely to have a significant impact on stakeholders as it is a routine disposal of shares for tax purposes.

Key Dates

Keywords

Form 4, ROIC, Retail Opportunity Investments Corp, Insider Trading, Beneficial Ownership, Lauren N. Silveira, Stock Disposal, Tax Obligations