Form 4: Retail Opportunity Investments Corp Director Angela K. Ho Reports Disposal of Shares in Merger

Director Angela K. Ho reports the disposal of 26,350 shares of Retail Opportunity Investments Corp common stock at $17.50 per share due to a merger agreement.

Summary

• On February 12, 2025, Angela K. Ho, a director of Retail Opportunity Investments Corp (ROIC), reported the disposal of 26,350 shares of common stock.
• The transaction occurred due to the merger agreement dated November 6, 2024, where each share was converted into the right to receive $17.50 in cash.
• The merger involved Montana Purchaser LLC, Mountain Purchaser LLC, Big Sky Purchaser LLC, Montana Merger Sub Inc., Montana Merger Sub II LLC, Retail Opportunity Investments Corp, and Retail Opportunity Investments Partnership, LP.
• Following the merger, all outstanding shares of ROIC common stock were canceled and ceased to exist.

Sentiment

Score: 6

Explanation: The sentiment is neutral as it reports a completed transaction (merger). It's a factual report of a director's share disposal due to the merger.

Future Outlook

The document does not contain any specific forward-looking statements beyond the completion of the merger.

Industry Context

This announcement reflects a completed merger transaction, which is a common occurrence in the REIT and investment management industries. Mergers can be driven by various factors, including the desire for increased scale, diversification, or access to new markets.

Stakeholder Impact

• Shareholders received $17.50 per share as part of the merger agreement.
• The company's common stock is no longer outstanding.

Key Dates

Keywords

Merger, Retail Opportunity Investments Corp, ROIC, Director, Angela K. Ho, Share Disposal, Form 4, SEC Filing