Form 4: Redwood Trust CFO Brooke Carillo Reports Stock Transactions

Chief Financial Officer of Redwood Trust, Brooke Carillo, reports the conversion and distribution of Performance Stock Units to common stock, along with a disposition of shares for tax liability.

Summary

• On April 15, 2025, Brooke Carillo, the Chief Financial Officer of Redwood Trust Inc., engaged in transactions involving common stock and Performance Stock Units.
• Carillo acquired 14,297 shares of common stock through the conversion of Performance Stock Units at a price of $5.23 per share.
• Following this acquisition, Carillo directly owns 71,069 shares of common stock.
• Additionally, 16,682 Performance Stock Units were disposed of to cover income tax liability related to the conversion.
• After these transactions, Carillo no longer beneficially owns Performance Stock Units with the same original grant date.

Sentiment

Score: 7

Explanation: The document is a standard SEC filing detailing stock transactions by a company executive, indicating routine compensation-related activities. There is nothing inherently positive or negative, but it reflects ongoing operations and executive compensation practices.

Industry Context

This Form 4 filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.

Stakeholder Impact

• The transactions may have a minor impact on shareholders due to the change in the number of outstanding shares.
• Employees participating in the Executive Deferred Compensation Plan are directly affected by the distribution and conversion of Performance Stock Units.

Key Dates

Keywords

Redwood Trust, RWT, Form 4, Beneficial Ownership, Brooke Carillo, CFO, Performance Stock Units, Common Stock, Executive Deferred Compensation Plan