4/A: RBB Bancorp Director Frank Wong Amends SEC Filing After Stock Transaction
SEC Filing Amendment
Frank Wong, a director at RBB Bancorp, amended a previous SEC filing to correct the signature after a transaction involving common stock and restricted stock units.
Summary
- Frank Wong, a director of RBB Bancorp, filed an amendment to a Form 4 with the SEC.
- The amendment corrects the signature on the original filing.
- The original filing reported a transaction on May 15, 2025, involving RBB Bancorp's common stock and restricted stock units.
- Wong acquired 700 shares of common stock and disposed of 1,800 shares.
- He also disposed of 700 restricted stock units related to a grant from May 15, 2024, which vested one year from the grant date.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing amendment, indicating a neutral sentiment. It simply corrects a signature and reports a transaction.
Industry Context
This filing is a routine disclosure related to insider trading activity, which is common for directors and officers of publicly traded companies. It provides transparency to investors regarding the transactions of company insiders.
Stakeholder Impact
- The transaction may have a minor impact on shareholders due to the change in holdings by a director.
Key Dates
| Date | Description |
|---|---|
| 05/15/2024 | Date of restricted stock units grant |
| 05/15/2025 | Date of transaction involving common stock and restricted stock units |
| 05/16/2025 | Date of original filing |
| 05/19/2025 | Date of amendment filing |
Keywords
RBB Bancorp, Frank Wong, SEC Form 4, Amendment, Director, Stock Transaction, Restricted Stock Units
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