Form 4: Raymond James Financial Inc. Executive Scott A. Curtis Reports Gift of Shares
SEC Form 4 Filing
Scott A. Curtis, President of PCG at Raymond James Financial Inc., reported gifting 1,000 shares of common stock on September 4, 2024.
Summary
- On September 4, 2024, Scott A. Curtis, President of PCG at Raymond James Financial Inc., reported a transaction involving the company's common stock.
- The transaction involved a gift of 1,000 shares of common stock.
- Following the transaction, Curtis directly owns 178,454 shares and indirectly owns 4,080 shares through an Employee Stock Ownership Plan (ESOP).
Sentiment
Score: 5
Explanation: The sentiment is neutral as it is a standard disclosure of a gift of shares, which doesn't inherently indicate positive or negative performance for the company.
Industry Context
This is a routine disclosure of insider transactions, which are common and regulated to ensure transparency in the market. It provides investors with information about the trading activities of company insiders.
Stakeholder Impact
- The transaction has a minimal direct impact on stakeholders as it is a personal transaction of an executive.
Key Dates
| Date | Description |
|---|---|
| 09/04/2024 | Date of the gift transaction of common stock. |
| 09/04/2024 | Date shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account. |
| 09/06/2024 | Date of signature for the Form 4 filing. |
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