Form 4: Raymond James Financial Executive Aisenbrey Reports Stock Transactions Following RSU Vesting
SEC Form 4 Filing
Christopher Aisenbrey, Chief Human Resources Officer at Raymond James Financial, reports the vesting of restricted stock units and subsequent stock transactions to cover tax liabilities.
Summary
- On February 28, 2025, Christopher Aisenbrey, Chief Human Resources Officer of Raymond James Financial Inc., reported transactions related to the vesting of restricted stock units (RSUs).
- Aisenbrey vested 1,800 RSUs, each representing a contingent right to receive one share of common stock and accrued cash in lieu of dividends.
- Following the vesting, 470 shares were disposed of to cover tax liabilities at a price of $151.73 per share.
- After these transactions, Aisenbrey directly owns 14,129 shares of Raymond James Financial common stock.
- Aisenbrey also indirectly owns 655 shares through the Employee Stock Ownership Plan (ESOP).
- The remaining RSUs will vest 20% on 2/28/2026 and 20% on 2/28/2027.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing related to executive compensation and stock transactions, with no indication of unusual or concerning activity. Therefore, the sentiment is neutral.
Future Outlook
The remaining RSUs will vest in two tranches: 20% on February 28, 2026, and 20% on February 28, 2027.
Industry Context
Form 4 filings are a routine part of regulatory compliance for corporate insiders, providing transparency into their transactions in company stock. This filing indicates standard compensation practices involving RSUs and tax liability management.
Key Dates
| Date | Description |
|---|---|
| 02/27/2025 | Date until which shares of common stock were acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account. |
| 02/28/2025 | Date of the reported transactions, including RSU vesting and stock disposal for tax liabilities. |
| 02/28/2025 | 60% of RSUs vested. |
| 02/28/2026 | 20% of RSUs will vest. |
| 02/28/2027 | 20% of RSUs will vest. |
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