Form 4: Quantum-Si Inc: Jonathan M Rothberg Reports Changes in Beneficial Ownership

Jonathan M Rothberg, a director and 10% owner of Quantum-Si Inc, filed a Form 4 detailing changes in his beneficial ownership, including the acquisition of stock options.

Summary

• On May 21, 2025, Jonathan M Rothberg, a director and 10% owner of Quantum-Si Inc, filed a Form 4 with the SEC.
• The filing reports changes in beneficial ownership of Quantum-Si Inc securities.
• Rothberg acquired 126,095 stock options with an exercise price of $1.41 on May 19, 2025, exercisable from the date of the next annual stockholders meeting and expiring on May 19, 2035.
• Rothberg's indirect ownership includes Class A Common Stock held through various LLCs and trusts, such as 2012 JMR Trust Common, LLC (2,723,841 shares), NVR TR, LLC (1,250,000 shares), and others.
• He also indirectly owns Class B Common Stock through 4C Holdings I, LLC (17,943,750 shares) and 4C Holdings V, LLC (1,993,750 shares).

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral. The acquisition of stock options could be interpreted as a slightly positive signal, but it's not definitive.

Positives

• The acquisition of stock options by a director and significant shareholder could be seen as a positive sign of confidence in the company's future prospects.

Industry Context

Form 4 filings are standard disclosures required by the SEC to provide transparency regarding the transactions of company insiders. This filing provides insight into the holdings and transactions of a key insider at Quantum-Si Inc.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions.
• The acquisition of stock options by a director may signal confidence in the company's future, potentially impacting shareholder sentiment.

Next Steps

• The shares underlying the option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Key Dates

Keywords

Form 4, beneficial ownership, Quantum-Si Inc, Rothberg, stock options, securities, director, shareholder