Form 4: Qualys CFO Sells Shares Under Pre-Arranged 10b5-1 Plan

Qualys CFO Joo Mi Kim sold a total of 844 shares of common stock on September 5, 2025, through a pre-arranged Rule 10b5-1 trading plan.

Summary

• Joo Mi Kim, Chief Financial Officer of Qualys, Inc. (QLYS), reported the sale of 844 shares of common stock.
• The transactions occurred on September 5, 2025, and were executed pursuant to a Rule 10b5-1 trading plan adopted on August 21, 2024.
• Sales included 294 shares at a weighted average price of $134.14, 508 shares at a weighted average price of $135.042, and 42 shares at $136.45.
• Following these transactions, Joo Mi Kim beneficially owns 93,651 shares of Qualys common stock.
• The reported beneficial ownership includes 27 shares acquired on August 15, 2025, through the Issuer's Employee Stock Purchase Plan (ESPP), which was exempt under Rule 16b-3(d) and Rule 16b-3(c).

Sentiment

Score: 5

Explanation: The transaction is a pre-scheduled sale under a Rule 10b5-1 plan, which is a routine event for executives and does not necessarily reflect a change in management's outlook on the company's prospects. The volume of shares sold is also relatively small compared to the total beneficial ownership.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Industry Context

This insider transaction report is specific to an individual executive's stock activity and does not provide broader industry trends or competitive analysis.

Stakeholder Impact

• Shareholders may observe a slight reduction in direct insider ownership, though the pre-arranged nature of the sale under a 10b5-1 plan typically mitigates concerns about management's confidence in the company.

Key Dates

Recommendation

The Form 4 reports a pre-scheduled sale of shares by the CFO under a Rule 10b5-1 plan. This is a routine transaction and does not provide sufficient new information to alter an existing investment recommendation for Qualys, Inc. Investors should consider broader company fundamentals and market conditions.

Keywords

Qualys, QLYS, insider trading, Form 4, stock sale, CFO, Joo Mi Kim, 10b5-1 plan, beneficial ownership