Form 4: Qualcomm Executive Sells Shares Under 10b5-1 Plan

Qualcomm EVP, CFO & COO Akash J. Palkhiwala reported the sale of company stock executed under a pre-arranged trading plan.

Summary

• Akash J. Palkhiwala, Executive Vice President, Chief Financial Officer & Chief Operating Officer of QUALCOMM INC/DE (QCOM), reported transactions on April 13, 2026.
• These transactions involved the sale of common stock under a Rule 10b5-1 trading plan adopted on December 8, 2025.
• A total of 1,971 shares were sold at prices ranging from $130.00 to $130.94.
• Additionally, 529 shares were sold at prices ranging from $131.1050 to $131.2550.
• Following these sales, Palkhiwala beneficially owns 30,684 shares of common stock, which includes 85 shares acquired through the Employee Stock Purchase Plan on April 1, 2026.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as the transactions were conducted under a pre-established 10b5-1 plan, which is a standard and regulated method for insider stock sales.

Positives

• The transactions were conducted under a Rule 10b5-1 trading plan, indicating adherence to pre-determined trading strategies designed to avoid insider trading concerns.
• The inclusion of shares acquired through the Employee Stock Purchase Plan suggests ongoing employee participation in the company's stock.

Negatives

• The executive sold a portion of their holdings in the company.

Risks

• While executed under a 10b5-1 plan, significant sales by key executives can sometimes be perceived negatively by the market, potentially impacting investor sentiment.
• The specific sale prices indicate a range, and the aggregate value of the sales could be substantial, though not explicitly detailed in this filing.

Future Outlook

No specific future outlook or guidance is provided in this Form 4 filing, which solely reports past transactions.

Management Comments

• The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Industry Context

StockSavvy.ai notes that executive stock sales under Rule 10b5-1 plans are common in the semiconductor industry as a way for executives to diversify their holdings or meet financial obligations while adhering to regulatory requirements.

Stakeholder Impact

• Shareholders: The sale of shares by a key executive might be monitored for sentiment, but the use of a 10b5-1 plan mitigates concerns about insider trading.
• Employees: The acquisition of shares through the Employee Stock Purchase Plan indicates continued employee engagement.
• Management: Demonstrates adherence to corporate governance and insider trading regulations.

Next Steps

• The filer will provide detailed pricing information upon request.
• The filer will continue to hold the remaining 30,684 shares.

Key Dates

Keywords

QCOM, Qualcomm, Form 4, Insider Trading, Rule 10b5-1, Stock Sale, Executive Compensation, Beneficial Ownership, CFO, COO