4/A: Pulmonx Corp Interim CFO John McKune Amends Form 4 Filing to Correct Errors in Stock Option and RSU Reporting
SEC Filing
John McKune, Interim CFO of Pulmonx Corp, files an amendment to a previous Form 4 to correct typographical errors related to the number of shares underlying employee stock options and restricted stock units (RSUs).
Summary
- John McKune, Interim CFO of Pulmonx Corp, filed an amended Form 4 with the SEC on March 7, 2024.
- This amendment corrects errors in the original Form 4 filed on March 5, 2024.
- The errors pertained to the number of shares underlying the Employee Stock Option and Restricted Stock Units (RSUs), as well as the total securities owned after the transactions.
- On March 1, 2024, McKune was granted 28,800 RSUs that vest over four years in equal quarterly installments.
- Also on March 1, 2024, McKune was granted an option to buy 14,400 shares of common stock at an exercise price of $9.30, vesting in 48 equal monthly installments.
- Following the reported transactions, McKune beneficially owns 76,210 shares of common stock.
- McKune also owns derivative securities, specifically an option to purchase 14,400 shares.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing correcting previously reported information. It doesn't inherently convey positive or negative sentiment.
Industry Context
This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.
Key Dates
| Date | Description |
|---|---|
| 03/01/2024 | Date of earliest transaction: Grant of RSUs and Employee Stock Option |
| 03/05/2024 | Date of original Form 4 filing (amended) |
| 03/07/2024 | Date of amended Form 4 filing |
| 02/28/2034 | Expiration date of Employee Stock Option |
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