4/A: PubMatic Executive Lisa Gimbel Corrects Share Sale Details in Amended SEC Filing

Lisa Gimbel, Chief Accounting Officer of PubMatic, files an amended SEC Form 4/A to correct the number of shares sold on November 18, 2024, to cover tax obligations related to vested restricted stock units.

Summary

• Lisa Gimbel, Chief Accounting Officer of PubMatic, filed an amended Form 4/A with the SEC.
• The amendment corrects the number of shares sold on November 18, 2024, to cover tax withholding obligations related to the vesting and settlement of restricted stock units (RSUs).
• The original Form 4 was filed on November 19, 2024.
• The correction adjusts the total number of shares reported as owned by Gimbel in Table I, Column 5 of Forms 4 filed November 19, 2024 and December 4, 2024.
• On November 18, 2024, Gimbel sold 790 shares of Class A Common Stock at a price of $14.6018 per share.
• Following the reported transaction, Gimbel beneficially owns 4,434 shares.
• The shares were sold as part of a block trade for multiple security holders at prices ranging from $14.42 to $14.7503.
• The reporting person will provide full information regarding the number of shares sold at each separate price within the range upon request.

Sentiment

Score: 7

Explanation: The document is a routine correction of a previous filing, indicating standard corporate governance procedures. The sentiment is neutral as it doesn't reflect positive or negative business performance, but rather an administrative adjustment.

Industry Context

Form 4 filings are standard practice for reporting transactions by company insiders, providing transparency to investors.

Stakeholder Impact

• The correction ensures accurate information is available to shareholders regarding insider transactions.

Key Dates