13F-HR/A: Prudential Financial Inc. Amends 13F Filing to Include PGIM Wadhwani LLP Holdings

Prudential Financial Inc. files an amended 13F report to include holdings from PGIM Wadhwani LLP, impacting the reporting threshold for certain securities.

Summary

• Prudential Financial Inc. has filed an amendment to its Form 13F holdings report for the quarter ended September 30, 2021.
• The amendment includes 13F securities for PGIM Wadhwani LLP.
• This inclusion increased the reporting threshold for certain 13F securities held by PGIM, Inc.
• The report includes holdings from one other manager, PGIM, Inc.
• The total value of the 13F Information Table is $81,790,339.
• The report lists a total of 4 entries in the 13F Information Table.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing, indicating standard operational procedures. The inclusion of PGIM Wadhwani LLP's holdings is a neutral event.

Management Comments

• The person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Industry Context

Institutional investment managers are required to file Form 13F to disclose their equity holdings to the SEC. This filing provides transparency into the investment strategies of large investment firms and their impact on the market.

Stakeholder Impact

• The amended filing provides shareholders with a more complete view of Prudential Financial's equity holdings.

Key Dates