SCHEDULE: Todd Fennell's 8.1% Stake in Prothena Corp
Beneficial Ownership Report
Todd W. Fennell has reported beneficial ownership of 8.1% of Prothena Corp Public Ltd Co's Ordinary Shares, totaling 4,350,846 shares.
Summary
- Todd W. Fennell reported beneficial ownership of 4,350,846 Ordinary Shares of Prothena Corp Public Ltd Co.
- This represents approximately 8.1% of the company's outstanding shares.
- The shares are held through an irrevocable gift trust (40,000 shares) and various grantor retained annuity trusts (4,310,846 shares), for which Mr. Fennell serves as an independent trustee.
- The total number of outstanding shares for Prothena Corp Public Ltd Co was 53,826,982 as of July 25, 2025, based on the company's most recent Quarterly Report on Form 10-Q for the quarter ended June 30, 2025.
- Mr. Fennell has shared voting and shared dispositive power over all 4,350,846 shares.
- The securities were not acquired or held for the purpose of changing or influencing the control of the issuer.
Sentiment
Score: 5
Explanation: The filing is a routine disclosure of beneficial ownership and does not contain information that would significantly alter the company's fundamental outlook. The reporting person explicitly states no intent to influence control.
Future Outlook
NA
Management Comments
- The securities were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 14a-11.
Industry Context
NA
Stakeholder Impact
- The disclosure of a significant beneficial ownership stake by an individual, even without intent to influence control, provides transparency to shareholders regarding the ownership structure.
- It may signal confidence in the company's long-term prospects to other investors.
Key Dates
| Date | Description |
|---|---|
| 2024-02-08 | Date of the limited power of attorney for the signature. |
| 2025-06-30 | Date of event which required the filing of this statement, and the end of the quarter for the Issuer's most recent 10-Q. |
| 2025-07-25 | Date as of which the number of outstanding shares (53,826,982) was reported in the Issuer's 10-Q. |
| 2025-08-13 | Date of filing of this Schedule 13G Amendment No. 4. |
Keywords
Prothena Corp, Todd Fennell, Beneficial Ownership, SEC Filing, Schedule 13G, Ordinary Shares
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