Form 4: PSEC CEO John Barry Buys 741K Shares in Prospect Capital

Prospect Capital Corp's CEO and 10% owner, John F. Barry, acquired 741,158 shares of common stock at $2.617 per share on September 24, 2025, under a 10b5-1 plan.

Summary

• John F. Barry, the Chief Executive Officer, Director, and 10% owner of Prospect Capital Corp (PSEC), reported an acquisition of common stock.
• The transaction involved the direct purchase of 741,158 shares of common stock.
• The shares were acquired at a price of $2.617 per share.
• The transaction date for this acquisition was September 24, 2025.
• This transaction was made pursuant to a Rule 10b5-1 pre-arranged trading plan.
• Following this reported transaction, Mr. Barry directly beneficially owns 85,142,158.198 shares of common stock.
• Additionally, Mr. Barry indirectly beneficially owns 372,363.396 shares of common stock through his spouse.

Sentiment

Score: 8

Explanation: The CEO, a significant owner, made a substantial purchase of company stock, indicating strong confidence in the company's future, which is a highly positive signal.

Positives

• CEO John F. Barry, who also serves as a Director and 10% owner, made a substantial purchase of 741,158 shares of Prospect Capital Corp common stock.
• The acquisition at $2.617 per share demonstrates strong insider confidence in the company's current valuation and future prospects.
• The transaction was executed under a Rule 10b5-1 plan, indicating a pre-planned investment strategy by management.

Future Outlook

The significant purchase of common stock by the Chief Executive Officer, Director, and 10% owner suggests a positive outlook on the company's future performance and valuation, indicating strong insider confidence.

Industry Context

This filing reports an individual insider transaction and does not provide broader industry context or trends. However, insider buying can be a signal for market participants within the broader financial services or business development company (BDC) industry.

Related Party Transactions

• John F. Barry, the Chief Executive Officer, Director, and 10% owner, purchased common stock from the issuer, which constitutes a related party transaction.

Stakeholder Impact

• Shareholders: May view the CEO's significant purchase as a strong vote of confidence, potentially leading to increased investor sentiment and interest in the stock.
• Management/Employees: Could experience a boost in morale and a stronger alignment of interests with shareholders due to the CEO's increased stake.

Key Dates

Recommendation

The Chief Executive Officer, John F. Barry, who also holds a significant 10% ownership stake and a board seat, made a substantial open-market purchase of 741,158 shares of common stock. This significant insider buying, particularly from a top executive with deep company knowledge, signals strong confidence in the company's current valuation and future prospects, making it a compelling 'strong buy' signal for investors.

Keywords

Prospect Capital Corp, PSEC, John F. Barry, Insider Buying, Stock Purchase, CEO, Director, 10% Owner, Form 4, 10b5-1 Plan