Form 4: Principal Life Insurance Co. Files Form 4: Changes in Beneficial Ownership

Principal Life Insurance Co., a 10% owner and director, filed a Form 4 with the SEC on August 9, 2024, indicating changes in beneficial ownership of Principal Real Asset Fund.

Summary

• Principal Life Insurance Co., identified as a 10% owner and director, filed a Form 4 with the Securities and Exchange Commission on August 9, 2024.
• The filing pertains to changes in the beneficial ownership of securities in Principal Real Asset Fund.
• The transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral.

Industry Context

Form 4 filings are a routine part of regulatory compliance for individuals and entities with significant ownership in publicly traded companies, providing transparency into their transactions.

Stakeholder Impact

• Shareholders are informed about changes in ownership by a significant shareholder.

Key Dates

Keywords

Form 4, Beneficial Ownership, Principal Life Insurance Co., Principal Real Asset Fund, SEC Filing, Director, 10% Owner