Form 4: Precision Optics Director Granted 30,000 Stock Options
Insider Transaction Disclosure
Precision Optics Corporation, Inc. Director Andrew J. Miclot was granted 30,000 stock options with an exercise price of $4.33, vesting over four installments.
Summary
- Andrew J. Miclot, a Director and 10% Owner of Precision Optics Corporation, Inc. (POCI), was granted 30,000 stock options.
- The options have an exercise price of $4.33 per share.
- The grant date for these options was November 17, 2025.
- These options will vest in four equal installments on December 30, 2025, March 30, 2026, June 29, 2026, and September 29, 2026.
- Vesting is contingent upon Mr. Miclot's continuous employment with the Issuer through each applicable date.
- The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.
- The options expire on November 17, 2035.
Sentiment
Score: 6
Explanation: The grant of stock options to a director is a standard compensation practice, generally viewed as a neutral to slightly positive event as it aligns interests, but does not directly impact immediate financial performance or signal significant operational changes.
Positives
- Granting stock options to a director aligns their interests with shareholders, incentivizing long-term performance and commitment.
- The options were granted under an established plan (2022 Equity Incentive Plan), indicating a structured and approved approach to executive compensation.
Negatives
- Potential future dilution for existing shareholders if the options are exercised, which is a common aspect of equity compensation.
Future Outlook
The vesting schedule extending into late 2026 indicates a commitment to retaining Andrew J. Miclot and incentivizing his performance over the next year. The options' expiration in 2035 provides a long-term incentive horizon for the director.
Industry Context
This is a routine disclosure of insider equity compensation. Such grants are common across industries as a means to attract, retain, and motivate directors and executives, aligning their financial interests with the long-term success of the company.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Equity Incentive Plan | The stock options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. | N/A | Utilizing an established equity incentive plan demonstrates a structured approach to executive and director compensation, aligning with good corporate governance practices for incentivizing long-term performance. |
Related Party Transactions
- The grant of 30,000 stock options to Andrew J. Miclot, a Director and 10% Owner, is a related party transaction.
Stakeholder Impact
- Shareholders: Potential for future dilution if options are exercised, but also potential for increased shareholder value if the options incentivize the director to improve company performance.
- Employees: The filing mentions 'continuous employment' as a condition for vesting, which is standard for equity compensation plans.
Next Steps
- Andrew J. Miclot's continued employment with Precision Optics Corporation, Inc. to meet vesting conditions.
- Vesting of options on scheduled dates (December 30, 2025, March 30, 2026, June 29, 2026, and September 29, 2026).
- Potential exercise of options by Mr. Miclot before the expiration date of November 17, 2035.
Key Dates
| Date | Description |
|---|---|
| 11/17/2025 | Date of grant for 30,000 stock options to Andrew J. Miclot. |
| 12/30/2025 | First equal installment of stock options vests. |
| 03/30/2026 | Second equal installment of stock options vests. |
| 06/29/2026 | Third equal installment of stock options vests. |
| 09/29/2026 | Fourth and final equal installment of stock options vests. |
| 11/19/2025 | Date the Form 4 was signed and filed. |
| 11/17/2035 | Expiration date of the granted stock options. |
Keywords
Precision Optics Corporation, POCI, stock options, Form 4, insider transaction, equity incentive plan, director compensation, Andrew J. Miclot, equity grant
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.