SCHEDULE: Pessin Family Boosts Stake in Precision Optics

Sentiment:

Beneficial Ownership Disclosure


The Pessin family has increased its beneficial ownership in Precision Optics Corporation, Inc., citing an attractive investment opportunity.

Capital raiseRecent share purchases by Norman H. Pessin (69,444 shares) and Brian L. Pessin (277,781 shares) were "effected through prospectus supplement offering dated March 30, 2026." This indicates a direct issuance of shares by the company, which is a form of capital raise.

Summary

  • Norman H. Pessin, Sandra F. Pessin, and Brian L. Pessin have increased their beneficial ownership in Precision Optics Corporation, Inc.
  • Norman H. Pessin now owns 429,247 shares, representing 3.9% of the outstanding common stock.
  • Sandra F. Pessin now owns 477,361 shares, representing 4.4% of the outstanding common stock.
  • Brian L. Pessin now owns 550,673 shares, representing 5.0% of the outstanding common stock.
  • The aggregate purchase price for Norman H. Pessin's shares is approximately $1,651,686.41, including brokerage commissions.
  • The aggregate purchase price for Sandra F. Pessin's shares is approximately $1,401,798.51, including brokerage commissions.
  • The aggregate purchase price for Brian L. Pessin's shares is approximately $1,865,630.35, including brokerage commissions.
  • Recent purchases on March 30, 2026, included 69,444 shares by Norman H. Pessin and 277,781 shares by Brian L. Pessin, both at $3.60 per share, effected through a prospectus supplement offering.
  • The shares were acquired using personal funds.

Sentiment

Score: 7

Explanation: StockSavvy.ai views this as a moderately positive development, as significant shareholders are increasing their stake, signaling confidence. However, the explicit mention of potential future selling or hedging introduces a degree of caution.

Positives

  • The Reporting Persons believe the shares were undervalued and represented an attractive investment opportunity when purchased.
  • Increased beneficial ownership by significant shareholders can signal confidence in the company's future prospects.

Negatives

  • The Reporting Persons explicitly state they may decrease their position, sell shares, engage in short selling, or hedging transactions in the future, which could create selling pressure.

Risks

  • The Reporting Persons may increase or decrease their position in the Issuer, including selling some or all of their shares, which could impact the stock price.
  • Future actions of the Reporting Persons are dependent on overall market conditions, other investment opportunities, and share prices, introducing uncertainty.

Future Outlook

The Reporting Persons intend to continuously review their investment in Precision Optics Corporation, Inc. and may adjust their position by purchasing or selling shares, engaging in short selling or hedging, or communicating with management and the Board, depending on market conditions and other investment opportunities.

Industry Context

StockSavvy.ai notes that an increase in beneficial ownership by significant investors, particularly when citing undervaluation, can often be interpreted as a positive signal of confidence in a company's long-term prospects within its sector. This move by the Pessin family suggests they see value in Precision Optics Corporation, Inc. that may not be fully recognized by the broader market.

Stakeholder Impact

  • Shareholders: Increased beneficial ownership by significant investors could be seen as a vote of confidence, potentially stabilizing or boosting share price. However, the stated intent to potentially sell shares in the future could introduce uncertainty.
  • Management/Board: The Reporting Persons may communicate with management and the Board, and potentially make proposals regarding capitalization or operations, which could influence strategic direction.

Next Steps

  • The Reporting Persons intend to review their investment in the Issuer on a continuing basis.
  • They may engage in communications with management and the Board of Directors of the Issuer.
  • They may engage in discussions with third parties about the Issuer.
  • They may make proposals to the Issuer concerning changes to capitalization or operations.
  • They may purchase additional shares or sell some or all of their shares.
  • They may engage in short selling or hedging transactions with respect to the shares.

Key Dates

DateDescription
03/30/2026Date of event requiring filing of this statement, and date of recent share purchases by Norman H. Pessin and Brian L. Pessin.
03/30/2026Date of prospectus supplement offering for recent transactions.
03/30/2026Signature date for Norman H. Pessin, Sandra F. Pessin, and Brian L. Pessin.

Recommendation

hold

The increased stake by the Pessin family, driven by a belief in undervaluation, provides a positive signal of confidence in Precision Optics. However, the explicit disclosure that they may sell shares or engage in hedging activities in the future introduces a level of uncertainty. While the current action is positive, the stated flexibility in their investment strategy suggests a 'hold' position is prudent, awaiting further clarity on their long-term intentions or company performance.

Keywords

Precision Optics, Pessin, Schedule 13D, Beneficial Ownership, Insider Buying, Stock Purchase, Investment Opportunity, Shareholder Stake

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