SCHEDULE: Susquehanna Group Reports 5.7% Stake in POET Technologies

Multiple Susquehanna entities have collectively reported beneficial ownership of 5.7% of POET Technologies Inc. common shares as of June 30, 2026.

Summary

• Four affiliated entities of Susquehanna have jointly filed a Schedule 13G, indicating their beneficial ownership of POET Technologies Inc. common shares.
• As of June 30, 2026, the reporting persons collectively beneficially owned 9,808,403 shares, representing 5.7% of the class of securities.
• The filing specifies that SIG Brokerage, LP's reported shares consist of options to buy shares, and Susquehanna Securities, LLC's reported shares include options to buy 9,122,200 shares.
• The total number of outstanding shares as of June 30, 2026, was 173,035,169.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, primarily reporting a change in beneficial ownership without indicating a specific investment strategy or significant event.

Positives

• The filing clarifies the beneficial ownership structure of a significant block of POET Technologies shares.
• The reporting entities are registered broker-dealers and investment entities, suggesting a professional approach to their holdings.

Negatives

• The filing does not provide specific details on the investment strategy or intent behind acquiring these shares.
• The disclosure is a routine filing and does not indicate any new developments or positive catalysts for the company.

Risks

• Potential for increased market activity or volatility if the reporting persons decide to significantly alter their holdings.
• The reliance on options for a substantial portion of the reported shares could introduce complexities in actual share acquisition and voting power.

Future Outlook

No forward-looking statements or specific future outlook are provided in this Schedule 13G filing.

Management Comments

• Each of the reporting persons disclaims beneficial ownership of shares owned directly by another reporting person.
• The reporting persons have indicated that each has sole voting and dispositive power with respect to the shares beneficially owned by it and shared voting and dispositive power with respect to all shares beneficially owned by all of the reporting persons.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are common for institutional investors and broker-dealers accumulating significant stakes. This filing indicates a substantial, but not controlling, ownership position by Susquehanna entities in POET Technologies, a company operating in the semiconductor or advanced materials sector.

Related Party Transactions

• The filing notes that G1 Execution Services, LLC, SIG Brokerage, LP, and Susquehanna Securities, LLC are affiliated independent broker-dealers, which together with Susquehanna Fundamental Investments, LLC, may be deemed a group.

Stakeholder Impact

• Shareholders may observe increased trading activity or potential shifts in share price due to the significant stake held by the Susquehanna entities.
• The reporting entities, as significant shareholders, may influence corporate governance decisions or strategic direction of POET Technologies Inc.

Next Steps

• The reporting persons will continue to monitor their investment in POET Technologies Inc.
• Amendments to this filing will be made as required by regulations.

Key Dates

Keywords

POET Technologies, Schedule 13G, Beneficial Ownership, Susquehanna, Broker-dealer, Investment, Common Shares, Options