Form 4: PhenixFIN Corp Director Howard Amster Reports Gift of 200 Shares
SEC Form 4 Filing
Director Howard Amster reported a gift of 200 shares of PhenixFIN Corp common stock, while also detailing indirect ownership through various trusts and entities.
Summary
- On April 23, 2025, Howard Amster, a director and 10% owner of PhenixFIN Corp, reported a transaction involving the company's common stock.
- Amster gifted 200 shares of common stock.
- Following the transaction, Amster directly owns 233,969 shares.
- Amster also indirectly owns shares through several trusts and entities, including the Samuel J. Heller Trust, Howard Amster Charitable Remainder Unitrusts, and Pleasant Lake Corp.
- The filing details the number of shares held by each of these entities.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing a gift of shares. It doesn't inherently convey positive or negative sentiment.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates a gift of shares by a director, which is a common occurrence.
Stakeholder Impact
- The transaction may have a minor impact on shareholders due to the change in ownership.
Key Dates
| Date | Description |
|---|---|
| 08/07/2002 | Date of Samuel J. Heller Trust U/A |
| 03/18/1993 | Date of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD |
| 04/22/1998 | Date of Howard Amster Charitable Remainder Unitrust U/A DTD |
| 01/11/2005 | Date of Howard Amster Charitable Remainder Unitrust U/A DTD |
| 04/23/2025 | Date of transaction: Gift of 200 shares |
| 04/24/2025 | Date of signature on the Form 4 |
Keywords
Form 4, Beneficial Ownership, PhenixFIN Corp, Howard Amster, Common Stock, Director, 10% Owner, Trusts, Gifting
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