Form 4: Performant Financial Corp Director Yanagi Reports Acquisition and Disposal of Shares

Sentiment:

SEC Form 4 Filing


Director Eric Yanagi reports acquisition of restricted stock units and disposal of common stock, along with indirect ownership details.

Summary

  • Eric Yanagi, a director of Performant Financial Corp, filed a Form 4 detailing changes in beneficial ownership.
  • On July 30, 2024, Yanagi acquired 36,011 restricted stock units (RSUs) as compensation for serving on the board.
  • These RSUs will vest on the earlier of the company's 2025 annual meeting or a change of control.
  • Yanagi also reported the disposal of 346,219 shares of common stock.
  • Additionally, Yanagi has indirect beneficial ownership of 3,261,675 shares held by Mill Road Capital II, L.P.
  • Yanagi disclaims beneficial ownership of the shares except to the extent of his pecuniary interest.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral.

Future Outlook

The RSUs will vest on the earlier of the issuer's 2025 annual meeting of stockholders or a change of control.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.

Stakeholder Impact

  • The filing provides transparency to shareholders regarding insider transactions.

Key Dates

DateDescription
07/30/2024Date of transaction: acquisition of RSUs and disposal of common stock.
08/01/2024Date of signature on the Form 4 filing.

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