Form 4: Perfect Moment President Acquires 250K RSUs

Perfect Moment Ltd. President Jane Gottschalk reported the acquisition of 250,000 restricted stock units and updated her beneficial ownership.

Summary

• Jane Gottschalk, President, Director, and 10% Owner of Perfect Moment Ltd. (PMNT), acquired 250,000 Restricted Stock Units (RSUs) on September 18, 2025.
• These RSUs are common stock equivalents granted under the Issuer's 2021 Equity Incentive Plan.
• The RSUs will vest in equal installments, commencing on December 31, 2025, and subsequently on a quarterly basis (March 31, June 30, September 30, December 31) through 2026, 2027, and 2028, concluding on March 31, June 30, and September 30, 2029.
• Following this transaction, Ms. Gottschalk directly beneficially owns 566,600 shares of Common Stock.
• Indirect beneficial ownership includes 2,064,447 shares of Common Stock and 344,797 shares of Series AA Preferred Stock through Joachim Gottschalk & Associates Ltd.
• An additional 3,479,491 shares of Common Stock are indirectly owned through Fermain Limited.
• Furthermore, 574,722 shares of Common Stock are indirectly owned through her spouse.

Sentiment

Score: 7

Explanation: The acquisition of Restricted Stock Units by a key insider is generally a positive signal, indicating alignment of management's interests with shareholders. It's a routine compensation event rather than a significant market-moving transaction, hence a moderately positive score.

Positives

• The grant of 250,000 Restricted Stock Units (RSUs) to a key executive like the President aligns management's long-term interests with those of shareholders, incentivizing sustained company performance.
• The vesting schedule extending through September 2029 indicates a commitment to long-term retention and performance from a significant insider.

Future Outlook

The vesting schedule for the Restricted Stock Units (RSUs) indicates a long-term incentive structure for the President, aligning her future compensation with the company's performance through September 2029.

Related Party Transactions

• Indirect beneficial ownership of 2,064,447 shares of Common Stock and 344,797 shares of Series AA Preferred Stock through Joachim Gottschalk & Associates Ltd., which is 100% owned by The Gottschalk Family Trust, where the Reporting Person is a beneficiary.
• Indirect beneficial ownership of 3,479,491 shares of Common Stock through Fermain Limited, which is controlled by the Reporting Person and her spouse, Max Gottschalk, with shared voting and dispositive control.
• Indirect beneficial ownership of 574,722 shares of Common Stock through the Reporting Person's spouse, Max Gottschalk, with whom she shares voting and dispositive control.

Stakeholder Impact

• Shareholders: The RSU grant aligns the President's long-term financial incentives with shareholder value creation, potentially fostering greater commitment to company performance.
• Employees: The equity incentive plan provides a framework for attracting and retaining key talent, though this specific filing pertains to a senior executive.

Next Steps

• The Restricted Stock Units (RSUs) will vest in equal installments quarterly, beginning December 31, 2025, and concluding September 30, 2029.

Key Dates

Recommendation

This Form 4 filing reports a routine grant of Restricted Stock Units (RSUs) to a key executive as part of an existing equity incentive plan. While insider equity acquisition is generally a positive signal, indicating alignment of management's interests with shareholders, this specific transaction does not present new fundamental information that would significantly alter the investment thesis or warrant a strong buy or sell recommendation. It reinforces a 'hold' stance, acknowledging the positive aspect of insider alignment without suggesting a material change in the company's outlook based solely on this filing.

Keywords

Perfect Moment, PMNT, Jane Gottschalk, SEC Form 4, Restricted Stock Units, Insider Ownership, Equity Incentive Plan, Beneficial Ownership