Form 4: Penumbra Inc. Executive Johanna Roberts Reports Changes in Beneficial Ownership
SEC Form 4 Filing
EVP, General Counsel & Secretary Johanna Roberts reports the withholding of shares to cover tax obligations related to vesting restricted stock units.
Summary
- On April 15, 2025, Johanna Roberts, EVP, General Counsel & Secretary of Penumbra Inc., had 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations.
- This was in connection with the vesting of restricted stock units.
- Following the transaction, Roberts beneficially owns 66,159 shares of Penumbra Inc. common stock, a portion of which is subject to vesting.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing related to stock vesting and tax obligations, so it doesn't carry strong positive or negative sentiment.
Industry Context
Form 4 filings are standard disclosures required by the SEC when company insiders, like Johanna Roberts, buy or sell their company's stock. This provides transparency to the market regarding the transactions of company executives.
Stakeholder Impact
- The transaction has a minor impact on shareholders as it reflects routine executive compensation adjustments.
Key Dates
| Date | Description |
|---|---|
| 04/15/2025 | Date of transaction where shares were withheld for tax obligations. |
| 04/17/2025 | Date of signature for the Form 4 filing. |
Keywords
beneficial ownership, Form 4, Penumbra Inc, stock vesting, tax withholding, Johanna Roberts, executive compensation
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