Form 4: Pentair Director Tracey Doi Reports RSU Grant, Tax Sale

Pentair plc Director Tracey Doi reported the grant of 1,564 restricted stock units and the disposition of 688 common shares for tax purposes.

Summary

• Tracey Doi, a Director of PENTAIR plc (PNR), reported changes in her beneficial ownership.
• On January 2, 2026, Doi was granted 1,564 Restricted Stock Units (RSUs) at a price of $0, subject to vesting conditions under the Pentair plc 2020 Share and Incentive Plan.
• Each RSU represents a right to receive one Pentair plc share upon vesting.
• Also on January 2, 2026, Doi disposed of 688 common shares at a price of $105.47 per share.
• This disposition of shares was made to cover taxes applicable to the vesting of previously reported restricted stock units.
• Following these transactions, Doi beneficially owns 1,564 Restricted Stock Units and 3,566 Common Shares.
• End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions.

Sentiment

Score: 5

Explanation: The filing reports routine insider transactions (RSU grant and tax-related share disposition) which are neutral in sentiment, reflecting standard compensation and tax practices rather than significant operational or financial news.

Positives

• Tracey Doi, a Director, received a grant of 1,564 Restricted Stock Units (RSUs), aligning her interests with shareholders through future equity ownership.

Negatives

• Tracey Doi disposed of 688 common shares, reducing her direct common share holdings, although this was for tax purposes related to RSU vesting.

Future Outlook

The Restricted Stock Units granted are subject to a vesting condition, indicating future equity conversion upon meeting specified criteria.

Industry Context

This filing represents a routine insider transaction for a director, common in publicly traded companies where executive and director compensation often includes equity awards like Restricted Stock Units.

Stakeholder Impact

• Shareholders: The grant of RSUs to a director aligns management's interests with shareholder value creation, as the value of these units is tied to the company's share price performance. The tax-related disposition is a routine event and has minimal impact on overall share float or market dynamics.

Next Steps

• The granted Restricted Stock Units will vest according to the terms of the Pentair plc 2020 Share and Incentive Plan.

Key Dates

Keywords

PENTAIR, PNR, Form 4, Insider Transaction, Restricted Stock Units, RSU Grant, Share Disposition, Director, Beneficial Ownership