Form 4: Pentair Director Acquires RSUs, Sells Shares for Tax

Pentair plc Director Mona Abutaleb Stephenson acquired 1,564 restricted stock units and disposed of 707 common shares to cover tax obligations.

Summary

• Mona Abutaleb Stephenson, a Director of Pentair plc, acquired 1,564 restricted stock units (RSUs) on January 2, 2026.
• These RSUs were granted pursuant to the Pentair plc 2020 Share and Incentive Plan and are subject to vesting conditions, with each unit representing a right to receive one Pentair plc share upon vesting.
• On the same date, Stephenson disposed of 707 shares of common stock at a price of $105.47 per share.
• This disposal was specifically to cover tax obligations applicable to the vesting of restricted stock units.
• Following these transactions, Stephenson directly beneficially owns 1,564 restricted stock units and 14,565 shares of common stock.
• End-of-period holdings also include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Sentiment

Score: 6

Explanation: The filing reports a routine insider transaction involving the grant of restricted stock units as part of compensation and the subsequent sale of shares to cover tax liabilities upon vesting. This is a standard event and does not indicate significant positive or negative sentiment regarding the company's performance or outlook. The RSU grant aligns director interests with shareholders.

Positives

• Director Mona Abutaleb Stephenson received a grant of 1,564 restricted stock units, indicating continued alignment of management interests with shareholder value through equity compensation.

Negatives

• Director Mona Abutaleb Stephenson disposed of 707 shares of common stock, although this was for tax purposes related to RSU vesting rather than a discretionary sale.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders: The grant of restricted stock units to a director aligns their interests with shareholders. The sale of shares for tax purposes is a routine event and does not reflect a change in confidence.

Key Dates

Recommendation

This Form 4 details a standard insider transaction where a director received restricted stock units as part of their compensation and subsequently sold a portion of common stock to cover tax obligations upon vesting. Such transactions are routine and do not typically signal a change in the company's fundamental outlook or the director's confidence. Therefore, the filing itself does not provide new information warranting a change from a 'hold' recommendation.

Keywords

Pentair plc, PNR, SEC Form 4, Insider Trading, Restricted Stock Units, RSU, Equity Compensation, Director Stock Transaction, Share Disposal, Tax Withholding