Form 4: Pathfinder Bancorp SVP Ronald Tascarella Reports Changes in Beneficial Ownership

Senior Vice President Ronald G. Tascarella reports changes in beneficial ownership of Pathfinder Bancorp, Inc. shares, including transactions related to stock options and employee stock ownership plans.

Summary

• Ronald G. Tascarella, a Senior Vice President at Pathfinder Bancorp, Inc., filed a Form 4 detailing changes in his beneficial ownership of the company's securities.
• The report includes direct and indirect ownership of common stock, including shares held through a 401(k) and an Employee Stock Ownership Plan (ESOP).
• Tascarella directly owns 16,527 shares of common stock.
• He indirectly owns 15,352 shares through a 401(k) and 4,384 shares through an ESOP.
• The report also details Tascarella's ownership of stock options with varying exercise prices and expiration dates.
• He holds options for 2,109 shares with an exercise price of $11.35, expiring on 05/06/2026.
• He holds options for 3,000 shares with an exercise price of $9.76, expiring on 09/11/2030.
• He holds options for 1,500 shares with an exercise price of $10.37, expiring on 10/28/2030.
• The ESOP shares were allocated in April 2025.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral.

Positives

• The filing provides transparency into the holdings of a key executive at Pathfinder Bancorp.

Industry Context

Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the trading activities of company insiders.

Stakeholder Impact

• Shareholders can use this information to understand the investment behavior of company executives.

Key Dates

Keywords

beneficial ownership, Form 4, Pathfinder Bancorp, stock options, ESOP, PBHC, Tascarella, securities