Form 4: Pathfinder Bancorp Insider Stock Transaction
Statement of Changes in Beneficial Ownership
Robert G. Butkowski Jr. reports changes in beneficial ownership of Pathfinder Bancorp, Inc. stock, including acquisitions and holdings.
Summary
- Robert G. Butkowski Jr., Senior Vice President at Pathfinder Bancorp, Inc., has filed a Form 4 detailing changes in his beneficial ownership of the company's common stock.
- The filing indicates the acquisition of 6,346 shares allocated from the Employee Stock Ownership Plan (ESOP) in April 2026.
- Following these transactions, Butkowski Jr. beneficially owns 19,436 shares directly, and an additional 14,291 shares indirectly through a 401K, and 6,500 shares indirectly through an IRA.
- The filing also notes a stock option with an exercise price of $10.37, granted on October 28, 2021, and expiring on October 28, 2030, for 1,500 shares.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it reports routine insider transactions and does not contain new financial performance data or strategic shifts.
Positives
- Acquisition of 6,346 shares from the ESOP indicates continued employee participation and potential long-term alignment with the company's performance.
- Direct ownership of 19,436 shares demonstrates a significant personal stake in the company's success.
- Indirect ownership through 401K and IRA accounts suggests a diversified and long-term investment strategy by the executive.
Future Outlook
The filing does not contain forward-looking statements or guidance. It solely reports on past transactions and current beneficial ownership.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for publicly traded companies, providing transparency into insider transactions. This filing from Pathfinder Bancorp, Inc. is typical for an executive reporting changes in their holdings.
Stakeholder Impact
- Shareholders gain transparency into insider holdings and transactions, which can inform their investment decisions.
- Employees may view the ESOP allocation as a positive sign of management's commitment to employee benefits and long-term incentives.
Key Dates
| Date | Description |
|---|---|
| 04/08/2026 | Earliest transaction date reported. |
| 10/28/2021 | Date stock options were granted. |
| 10/28/2030 | Expiration date of stock options. |
| 04/10/2026 | Date of signature on the filing. |
| 04/2026 | Month and year of ESOP share allocation. |
Keywords
Form 4, Insider Trading, Beneficial Ownership, Pathfinder Bancorp, PBHC, Stock Options, ESOP, 401K, IRA, SEC Filing
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