Form 4: Pathfinder Bancorp CEO James A. Dowd Reports Changes in Beneficial Ownership
SEC Form 4 Filing
James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., filed a Form 4 detailing changes in his beneficial ownership of the company's stock.
Summary
- On March 19, 2024, James A. Dowd, the President and CEO of Pathfinder Bancorp, Inc., reported changes in his beneficial ownership of the company's common stock.
- The filing includes transactions related to common stock held directly and indirectly through a 401(k) and an ESOP.
- Dowd directly owns 20,704 shares of common stock.
- He indirectly owns 18,052 shares through a 401(k) and 20,594 shares through an ESOP.
- Dowd also owns 15,816 stock options exercisable at $11.35, expiring on May 6, 2026.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral.
Industry Context
This filing is a routine disclosure required by the SEC for corporate insiders, providing transparency to investors regarding changes in ownership.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the CEO's stake in the company.
Key Dates
| Date | Description |
|---|---|
| 05/06/2017 | Date stock options became exercisable |
| 05/06/2026 | Expiration date of stock options |
| 03/19/2024 | Date of transaction/filing |
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