SCHEDULE: ParkerVision Stakeholder Holdings Update

Gem Investment Advisors, Gem Partners, Flat Rock Partners, and Daniel M. Lewis report combined 9.99% stake in ParkerVision Inc. as of March 31, 2026.

Summary

• This filing is an amendment to a Schedule 13G, indicating a change in beneficial ownership of ParkerVision Inc. common stock.
• The reporting persons include Gem Investment Advisors, LLC, GEM PARTNERS LP, Flat Rock Partners LP, and Daniel M. Lewis.
• As of March 31, 2026, the aggregate amount of ParkerVision Inc. common stock beneficially owned by these entities and individual is 15,181,550 shares.
• This represents 9.99% of the class of securities.
• Daniel M. Lewis holds shared voting and dispositive power over all reported shares.
• Gem Investment Advisors, LLC has shared voting and dispositive power over 15,174,950 shares.
• GEM PARTNERS LP has shared voting and dispositive power over 12,797,379 shares.
• Flat Rock Partners LP has shared voting and dispositive power over 2,377,571 shares.
• None of the reporting persons have sole voting or dispositive power over any shares.
• The filing certifies that the securities were not acquired or held for the purpose of influencing control of the issuer.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it solely reports ownership changes and does not provide operational or financial performance data.

Positives

• Significant aggregate ownership stake of 9.99% by the reporting persons in ParkerVision Inc.
• The reporting persons collectively hold a substantial number of shares, indicating a strong interest in the company.

Negatives

• No specific financial performance data or operational updates are provided in this filing.
• The filing is purely informational regarding ownership percentages and does not offer insights into the company's business performance.

Risks

• Potential for increased scrutiny from regulators or other investors due to the significant ownership stake.
• The concentration of ownership could lead to activist investor actions if the reporting persons seek to influence company strategy.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding ParkerVision Inc.'s future performance.

Management Comments

• "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11."
• "After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct."

Industry Context

StockSavvy.ai notes that Schedule 13G filings are common for institutional investors and investment firms accumulating significant stakes in publicly traded companies. This filing indicates a notable concentration of ownership in ParkerVision Inc. by the reporting entities.

Stakeholder Impact

• Shareholders: May observe increased market interest or potential for activist engagement due to the significant ownership stake.
• Management: May face increased scrutiny or engagement from the reporting persons regarding company strategy and performance.
• Creditors: No direct impact indicated by this filing.

Next Steps

• Continued monitoring of ParkerVision Inc. for any further ownership changes or strategic actions by the reporting persons.
• Review of future SEC filings by ParkerVision Inc. for operational and financial updates.

Key Dates

Keywords

ParkerVision Inc., Schedule 13G, Beneficial Ownership, Securities Filing, Common Stock, Investment Advisors, Gem Partners, Flat Rock Partners, Daniel M. Lewis, SEC Filing