Form 4: Pacific Health Care Organization CEO Tom Kubota Buys Shares and Disposes of Holdings

CEO Tom Kubota of Pacific Health Care Organization Inc. reports purchasing shares and disposing of holdings, with beneficial ownership held through a revocable trust.

Summary

• On May 31, 2024, Tom Kubota, CEO and President of Pacific Health Care Organization Inc. (PFHO), reported transactions involving the company's stock.
• Kubota acquired 6,084 shares of common stock at a price of $0.75 per share.
• Kubota also disposed of 8,366,731 shares.
• Following these transactions, Kubota beneficially owns 8,366,731 shares.
• These shares are held through the Tom Kubota Revocable Trust of 2013, for which Kubota serves as the sole trustee.
• Kubota also holds Series A Preferred Stock, which is convertible to common stock on a 1:1 basis.

Sentiment

Score: 5

Explanation: The document is a standard SEC filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment, but rather provides factual information about insider trading activity.

Industry Context

This filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities. It allows investors to monitor the actions of key executives and potentially gauge their sentiment towards the company's prospects.

Stakeholder Impact

• Shareholders may be interested in the CEO's trading activity as an indicator of confidence in the company's future performance.

Key Dates

Keywords

Form 4, Beneficial Ownership, Pacific Health Care Organization, PFHO, Tom Kubota, Stock Transaction, Insider Trading