SCHEDULE: Karpus Management's Stake in Oxford Lane Preferred

Karpus Management, Inc. discloses a 1.67% beneficial ownership stake in Oxford Lane Capital Corp.'s Preferred shares.

Summary

• Karpus Management, Inc., operating as Karpus Investment Management, has filed an Amendment No. 4 to Schedule 13G regarding its beneficial ownership in Oxford Lane Capital Corp.'s Preferred shares.
• Karpus Management, Inc. beneficially owns 256,265.00 shares of Oxford Lane Capital Corp. Preferred stock.
• This ownership represents 1.67% of the class of Preferred securities.
• Karpus Management, Inc. holds sole voting power and sole dispositive power over all 256,265.00 shares.
• The filing indicates that the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of the issuer.

Sentiment

Score: 5

Explanation: The filing is a neutral, factual disclosure of beneficial ownership and does not contain information that would indicate positive or negative sentiment regarding the company's performance or outlook.

Future Outlook

NA

Industry Context

This filing is a routine disclosure by an investment adviser, Karpus Management, Inc., detailing its passive ownership stake in Oxford Lane Capital Corp. Preferred shares. Such Schedule 13G filings are common in the financial industry, providing transparency on significant, non-controlling investment positions held by institutional investors.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant, passive institutional ownership stake in the company's Preferred shares.

Key Dates

Keywords

Oxford Lane Capital Corp, Karpus Management, Preferred shares, Beneficial ownership, SEC filing, Schedule 13G, Investment Management, Financial disclosure