SCHEDULE: Karpus Management Discloses 5.38% Stake in Oxford Lane

Karpus Management, Inc. has disclosed a 5.38% beneficial ownership stake in Oxford Lane Capital Corp.'s Preferred securities.

Summary

• Karpus Management, Inc., an investment adviser, has filed a Schedule 13G disclosing beneficial ownership of Preferred securities of Oxford Lane Capital Corp.
• As of June 30, 2025, Karpus Management, Inc. beneficially owns 825,914.00 shares of Preferred stock.
• This ownership represents 5.38% of the class of securities.
• Karpus Management, Inc. holds sole voting power and sole dispositive power over all 825,914.00 shares.
• The shares are held in accounts managed by Karpus, which operates independently of its controlling entity, City of London Investment Group plc, due to established informational barriers.
• The securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of Oxford Lane Capital Corp.

Sentiment

Score: 5

Explanation: A routine disclosure of beneficial ownership by an investment adviser, indicating a significant but passive stake, which is neutral in sentiment regarding the issuer's performance.

Future Outlook

No forward-looking statements or guidance are provided in this beneficial ownership disclosure.

Industry Context

This filing represents a routine disclosure by an institutional investment adviser, Karpus Management, Inc., indicating a significant passive stake in Oxford Lane Capital Corp. Such disclosures are common in the investment management industry and reflect portfolio positioning by large asset managers.

Stakeholder Impact

• Shareholders: Karpus Management, Inc. is a significant shareholder, holding 5.38% of the Preferred stock, indicating institutional interest in Oxford Lane Capital Corp.

Key Dates

Keywords

Oxford Lane Capital Corp, Karpus Management, Beneficial Ownership, Preferred Stock, SEC Filing, Schedule 13G, Investment Adviser