SCHEDULE 13G/A: Karpus Management Discloses 0.80% Passive Stake in Oxford Lane Capital Corp. Preferred Shares

Karpus Management, Inc. has filed an amended Schedule 13G, disclosing a passive beneficial ownership of 0.80% of Oxford Lane Capital Corp.'s Preferred shares as of March 31, 2025.

Summary

• Karpus Management, Inc., operating as Karpus Investment Management, has filed an Amendment No. 3 to Schedule 13G regarding its holdings in Oxford Lane Capital Corp.
• The filing indicates that Karpus Management, Inc. beneficially owns 122,160.00 shares of Oxford Lane Capital Corp.'s Preferred stock.
• This ownership represents 0.80% of the total class of Preferred securities.
• Karpus Management, Inc. holds sole voting power and sole dispositive power over all 122,160.00 shares.
• The filing is made under Rule 13d-1(b), classifying Karpus as a registered investment adviser.
• Karpus Management, Inc. is controlled by City of London Investment Group plc (CLIG), but due to established informational barriers, beneficial ownership is not attributed to CLIG.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing (Schedule 13G) disclosing passive ownership. It contains factual information about shareholdings and does not convey positive or negative sentiment regarding the issuer's performance or outlook.

Future Outlook

This Schedule 13G filing does not contain any forward-looking statements or guidance, as its purpose is solely to disclose passive beneficial ownership.

Industry Context

This filing is a routine disclosure by an investment adviser, Karpus Management, Inc., detailing its passive stake in Oxford Lane Capital Corp. Preferred shares. It reflects a standard portfolio holding and does not indicate any strategic industry shifts or competitive actions.

Stakeholder Impact

• Shareholders: Provides transparency regarding a passive institutional investor's stake in the company's preferred shares, which is a routine disclosure and unlikely to have a significant direct impact on other shareholders.

Key Dates

Keywords

Oxford Lane Capital Corp., Karpus Management Inc., Preferred Stock, Schedule 13G, Beneficial Ownership, Investment Management, SEC Filing, Passive Investment