SCHEDULE: Eagle Point Reduces Oxford Lane Preferred Share Stake

Eagle Point Credit Management and Thomas Majewski have reduced their beneficial ownership in Oxford Lane Capital Corp.'s Preferred Shares through recent sales.

Summary

• Eagle Point Credit Management LLC (EPCM) and Thomas Philip Majewski (Mr. Majewski) jointly filed an amendment to their Schedule 13D regarding Oxford Lane Capital Corp.'s Preferred Shares.
• EPCM beneficially owns 1,799,707 Preferred Shares, representing approximately 20.54% of the class, with sole voting and dispositive power.
• Mr. Majewski beneficially owns 1,805,207 Preferred Shares, representing approximately 20.60% of the class, including shares managed by EPCM and 5,500 shares with sole voting/dispositive power.
• The Preferred Shares were acquired for investment purposes using available investment capital from various accounts managed by EPCM.
• Since the last amendment on August 15, 2025, the accounts engaged in multiple secondary market sales of 7.125% Series 2029 Term Preferred Shares and 6.00% Series 2029 Term Preferred Shares between August 18, 2025, and September 5, 2025.

Sentiment

Score: 4

Explanation: The filing is a factual disclosure of a reduction in a significant beneficial ownership stake, which can be interpreted as a slightly negative signal by the market, though it does not reflect on the issuer's operational performance.

Future Outlook

Eagle Point Credit Management LLC, on behalf of the Accounts, reserves the right to increase or decrease the Accounts' ownership of the Preferred Shares over time, continuing to analyze such investments on an ongoing basis.

Industry Context

This filing represents a routine disclosure of changes in beneficial ownership by a significant institutional investor, common in the investment management industry to maintain transparency regarding large stakes in publicly traded companies.

Stakeholder Impact

• Shareholders may react to the reduction in beneficial ownership by a significant institutional investor, potentially influencing market sentiment and share price.

Next Steps

• Eagle Point Credit Management LLC will continue to analyze its investments in Oxford Lane Capital Corp.'s Preferred Shares.

Key Dates

Recommendation

The filing primarily details a reduction in beneficial ownership by a significant holder. While this is a notable event, it does not provide sufficient fundamental or strategic information about Oxford Lane Capital Corp. to warrant a 'buy' or 'sell' recommendation based solely on this disclosure. Investors should monitor future filings and company performance.

Keywords

Oxford Lane Capital Corp, Preferred Shares, Eagle Point Credit Management, Thomas Philip Majewski, Schedule 13D, Beneficial Ownership, Investment Adviser