SCHEDULE: Eagle Point, Majewski Boost Oxford Lane Preferred Stake

Eagle Point Credit Management LLC and Thomas Philip Majewski jointly reported an aggregate beneficial ownership of 17.57% of Oxford Lane Capital Corp.'s Preferred Shares.

Summary

• Eagle Point Credit Management LLC (EPCM) and Thomas Philip Majewski (Mr. Majewski) jointly filed an Amendment No. 1 to Schedule 13G regarding their beneficial ownership in Oxford Lane Capital Corp.'s Preferred Shares.
• EPCM beneficially owns 1,533,672 shares, representing 17.50% of the class, with sole voting and dispositive power over these shares as an investment manager to certain private funds and separately managed accounts.
• Mr. Majewski directly holds 5,500 shares with sole voting and dispositive power.
• Mr. Majewski also shares voting and dispositive power over the 1,533,672 shares held by EPCM, as he is the managing partner and portfolio manager for EPCM.
• Collectively, the Reporting Persons beneficially own 1,539,172 Preferred Shares, which constitutes approximately 17.57% of the total outstanding Preferred Shares.
• The event requiring this filing occurred on September 30, 2025.

Sentiment

Score: 6

Explanation: The filing is a routine disclosure of beneficial ownership. The significant and continued stake by an institutional investor and its principal can be interpreted as a moderately positive signal of confidence in the issuer's preferred shares, though it does not provide operational or financial performance insights.

Positives

• A significant institutional investor, Eagle Point Credit Management LLC, and its principal, Thomas Philip Majewski, maintain a substantial stake (17.57%) in Oxford Lane Capital Corp.'s Preferred Shares, potentially signaling confidence in this class of securities.

Future Outlook

No forward-looking statements or guidance are provided in this beneficial ownership report.

Management Comments

• Eagle Point Credit Management LLC acts as investment manager to certain private funds and separately managed accounts, holding the Preferred Shares with discretionary investment authority and voting power.
• Thomas Philip Majewski, as managing partner and portfolio manager for EPCM, has the ability to exercise investment discretion over the Accounts, thus sharing power over the Preferred Shares held by the Accounts.

Industry Context

This filing reflects an institutional investor's significant, passive ownership stake in a company's preferred shares, a common practice in the investment management industry where firms acquire positions in publicly traded securities for their managed funds or accounts.

Stakeholder Impact

• Shareholders of Oxford Lane Capital Corp. may view the continued significant ownership by Eagle Point Credit Management LLC and Thomas Philip Majewski as a sign of institutional confidence in the company's preferred shares.

Key Dates

Keywords

Oxford Lane Capital Corp., Preferred Shares, Schedule 13G, Beneficial Ownership, Eagle Point Credit Management LLC, Thomas Philip Majewski, Investment Adviser, SEC Filing