4/A: Orange County Bancorp Director Rouis Jonathan F Reports Changes in Beneficial Ownership

Director Jonathan F. Rouis reports changes in beneficial ownership of Orange County Bancorp, including transactions involving common stock and phantom stock.

Summary

• On September 16, 2024, Jonathan F. Rouis, a director of Orange County Bancorp, Inc., reported changes in his beneficial ownership of the company's securities.
• The report includes transactions involving common stock and derivative securities, specifically phantom stock.
• Rouis directly owns 4,701 shares of common stock and indirectly owns 200 shares through his spouse.
• He also holds 1,892 shares of phantom stock, which are economically equivalent to common stock and become payable upon separation from service as a director.
• The transactions include the acquisition of phantom stock on September 16, 2024, at a price of $59.43 per share.
• The report also mentions restricted stock units that vest at different dates and are settled in shares of common stock upon separation from service.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral. It simply reports transactions and holdings.

Industry Context

This filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their transactions in the company's securities. It allows investors to track the actions of key personnel and their alignment with the company's performance.

Stakeholder Impact

• The filing provides transparency to shareholders regarding the director's holdings and transactions.

Key Dates