Form 4: Orange County Bancorp Director Jonathan F. Rouis Reports Stock Transactions

Director Jonathan F. Rouis of Orange County Bancorp, Inc. reports the acquisition and disposal of common stock and phantom stock units.

Summary

• On March 21, 2025, Jonathan F. Rouis, a director of Orange County Bancorp, Inc., reported transactions involving the company's stock.
• Rouis disposed of 1,102 shares of common stock.
• Following the transaction, Rouis directly owns 9,295 shares of common stock.
• Rouis also indirectly owns 400 shares of common stock through a spouse.
• Additionally, Rouis acquired 1,124 units of phantom stock, bringing the total phantom stock units owned to 5,241.
• These phantom stock units are the economic equivalent of common stock and become payable upon separation from service as a director.
• The restricted stock units vest 100% on March 21, 2025, including accumulated dividends, and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated.
• The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

Sentiment

Score: 5

Explanation: This is a neutral report of stock transactions, with no inherent positive or negative sentiment.

Industry Context

This filing is a routine disclosure of stock transactions by a company insider, as required by the SEC. It provides transparency to investors regarding the actions of company leadership.

Stakeholder Impact

• The transactions may have a minor impact on shareholders due to the change in ownership by a director.
• The transactions do not appear to have a direct impact on employees, customers, suppliers, or creditors.

Key Dates

Keywords

Orange County Bancorp, Director, Stock Transactions, Form 4, Beneficial Ownership, Jonathan F. Rouis, Common Stock, Phantom Stock, Restricted Stock Units