Form 4: Oppenheimer Holdings Inc. Director Suzanne Spaulding Acquires 1,500 Shares of Class A Non-Voting Common Stock

Director Suzanne Spaulding acquired 1,500 shares of Oppenheimer Holdings Inc. Class A non-voting common stock through a restricted stock award.

Summary

• Suzanne Spaulding, a director at Oppenheimer Holdings Inc., acquired 1,500 shares of Class A non-voting common stock on January 30, 2025.
• The acquisition was a result of a restricted stock award granted under the company's 2014 Incentive Plan.
• Following the transaction, Ms. Spaulding directly owns 1,500 shares of the company's Class A non-voting common stock.

Sentiment

Score: 7

Explanation: The document reflects a routine transaction, which is generally neutral to positive. The acquisition of shares by a director can be seen as a positive sign of confidence in the company.

Positives

• The acquisition of shares by a director can be seen as a positive sign of confidence in the company's future.

Industry Context

This is a routine filing related to insider transactions and is common for publicly traded companies. It reflects the compensation practices of Oppenheimer Holdings Inc.

Comparison to Industry Standards

• The granting of restricted stock awards is a common practice among publicly traded companies as part of their executive compensation packages.
• Similar filings are regularly made by directors and officers of other financial services firms such as Goldman Sachs, Morgan Stanley, and JP Morgan Chase when they receive stock awards or engage in stock transactions.

Stakeholder Impact

• The transaction has a minor positive impact on shareholders as it indicates director confidence in the company.

Key Dates

Keywords

Oppenheimer Holdings Inc., insider trading, Form 4, stock acquisition, restricted stock, director, Suzanne Spaulding, equity