Form 4: OneStream CRO Sells Shares After Option Exercise
Insider Transaction Report
OneStream's Chief Revenue Officer, Ken Hohenstein, exercised stock options and subsequently sold a portion of his Class A Common Stock under a pre-arranged 10b5-1 trading plan.
Summary
- Ken Hohenstein, Chief Revenue Officer of OneStream, Inc., reported transactions involving the company's Class A Common Stock.
- On January 16, 2026, Hohenstein exercised stock options to acquire 80,000 shares of Class A Common Stock at an exercise price of $10.65 per share.
- On the same date, he also exercised stock options to acquire an additional 40,000 shares of Class A Common Stock at an exercise price of $14.51 per share.
- Following these exercises, Hohenstein sold 120,000 shares of Class A Common Stock at a weighted average price of $23.63 per share.
- These sales were executed pursuant to a Rule 10b5-1 trading plan, which was adopted by Hohenstein on August 22, 2025.
- After these transactions, Hohenstein directly beneficially owns 990,961 shares of Class A Common Stock, which includes unvested restricted stock units.
- Additionally, he indirectly beneficially owns 790,279 shares of Class A Common Stock through the Hohenstein Purple Elephant 2019 Irrevocable Grantor Trust.
Sentiment
Score: 6
Explanation: The filing reports a pre-scheduled insider transaction where the Chief Revenue Officer exercised stock options and sold shares for a profit. While the sale itself could be viewed neutrally or slightly negatively, the execution under a 10b5-1 plan and the profitable exercise are positive indicators for the insider, making the overall sentiment neutral to slightly positive.
Positives
- The Chief Revenue Officer exercised stock options, indicating the company's stock price was above the exercise price, allowing for a profitable transaction.
- The sale price of $23.63 per share is significantly higher than the option exercise prices of $10.65 and $14.51, demonstrating a substantial gain for the insider.
Negatives
- An insider (Chief Revenue Officer) sold a significant number of shares (120,000) in the open market, which some investors might interpret as a lack of confidence, though mitigated by the 10b5-1 plan.
Stakeholder Impact
- Shareholders: May view the insider sale as a routine event under a 10b5-1 plan, which typically mitigates concerns about insider selling. However, some may still perceive it as an insider reducing their stake.
Key Dates
| Date | Description |
|---|---|
| 02/15/2023 | Vesting date for one-fourth of shares subject to a stock option, with 1/48th vesting each month thereafter (related to footnote 6). |
| 02/15/2024 | Vesting date for one-fourth of shares subject to a stock option, with 1/48th vesting each month thereafter (related to footnote 5). |
| 02/15/2025 | Vesting date for one-fourth of shares subject to a stock option, with 1/48th vesting each month thereafter (related to footnote 7). |
| 08/22/2025 | Date the Rule 10b5-1 trading plan was adopted by the Reporting Person. |
| 01/16/2026 | Date of reported transactions (stock option exercises and subsequent sale of shares). |
| 01/20/2026 | Signature date of the Form 4 filing. |
| 12/04/2031 | Expiration date for a stock option grant. |
| 03/05/2033 | Expiration date for a stock option grant. |
| 03/10/2034 | Expiration date for a stock option grant. |
Recommendation
holdThe filing details a pre-scheduled insider sale by the Chief Revenue Officer, which is a routine event under a 10b5-1 plan. While the insider profited from exercising options and selling shares, this transaction alone does not provide sufficient new information to warrant a change in investment recommendation. Investors should consider broader company fundamentals and market conditions.
Keywords
OneStream, OS, Insider Trading, Form 4, Stock Options, Share Sale, Chief Revenue Officer, Ken Hohenstein, 10b5-1 Plan
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