Form 4: OneStream CRO Exercises Options, Sells Shares Under 10b5-1 Plan
Insider Transaction Report
OneStream's Chief Revenue Officer, Ken Hohenstein, executed option exercises and subsequent sales of Class A Common Stock totaling 59,204 shares in mid-March 2026, pursuant to a pre-arranged trading plan.
Summary
- Ken Hohenstein, Chief Revenue Officer of OneStream, Inc., reported transactions involving the company's Class A Common Stock.
- On March 16, 2026, Hohenstein acquired 9,204 shares by exercising options at $10.65 per share and 40,000 shares by exercising options at $14.51 per share.
- Immediately following these acquisitions on March 16, 2026, he sold 49,204 shares at a price of $23.58 per share.
- On March 17, 2026, Hohenstein acquired an additional 10,000 shares by exercising options at $10.65 per share.
- Concurrently on March 17, 2026, he sold 10,000 shares at a price of $23.62 per share.
- All reported sales were conducted under a Rule 10b5-1 trading plan adopted on August 22, 2025.
- Following these transactions, Hohenstein directly holds 985,571 shares of Class A Common Stock, which includes unvested restricted stock units.
- An additional 790,279 shares are indirectly held by the Hohenstein Purple Elephant 2019 Irrevocable Grantor Trust, over which Hohenstein may be deemed to have voting and dispositive power.
Sentiment
Score: 6
Explanation: StockSavvy.ai views this as a neutral event. The transactions are routine exercises of options and sales under a pre-established 10b5-1 plan, which typically indicates planned diversification or liquidity rather than a reaction to new company-specific information.
Future Outlook
This Form 4 filing does not contain forward-looking statements or guidance regarding the company's future performance or outlook.
Industry Context
StockSavvy.ai notes that insider transactions, particularly sales under a Rule 10b5-1 plan, are common for executives to manage personal finances, diversify holdings, and provide liquidity without implying a negative outlook on the company. These plans are pre-arranged to avoid accusations of trading on material non-public information.
Related Party Transactions
- 790,279 shares of Class A Common Stock are indirectly held by the Hohenstein Purple Elephant 2019 Irrevocable Grantor Trust, over which the Reporting Person may be deemed to have voting and dispositive power.
Stakeholder Impact
- Shareholders may observe a slight increase in the public float due to the sale of shares, though the volume is relatively small compared to total outstanding shares. The transactions do not indicate any direct impact on employees, customers, suppliers, or creditors.
Key Dates
| Date | Description |
|---|---|
| 2023-02-15 | Vesting start date for one-fourth of shares subject to a stock option (9,204 shares), with monthly vesting thereafter. |
| 2024-02-15 | Vesting start date for one-fourth of shares subject to a stock option (10,000 shares), with monthly vesting thereafter. |
| 2025-02-15 | Vesting start date for one-fourth of shares subject to a stock option (40,000 shares), with monthly vesting thereafter. |
| 2025-08-22 | Date the Rule 10b5-1 trading plan was adopted by the Reporting Person. |
| 2026-03-16 | Transaction date for option exercises and subsequent sale of 49,204 Class A Common Stock. |
| 2026-03-17 | Transaction date for option exercise and subsequent sale of 10,000 Class A Common Stock. |
| 2031-12-04 | Expiration date for a stock option to buy 9,204 shares. |
| 2033-03-05 | Expiration date for a stock option to buy 10,000 shares. |
| 2034-03-10 | Expiration date for a stock option to buy 40,000 shares. |
Recommendation
holdThe Form 4 filing details routine insider transactions (option exercises and sales under a 10b5-1 plan) by a Chief Revenue Officer. These pre-scheduled sales are generally for personal financial management and diversification, not typically indicative of a change in the company's fundamental prospects. Without additional information on company performance or market conditions, these transactions alone do not warrant a change from a 'hold' position.
Keywords
OneStream, OS, Insider Trading, Form 4, Stock Options, Rule 10b5-1, Executive Compensation, Share Sale, Chief Revenue Officer
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